Alerts

Year:
Published Date Description Alert Message
4/15/2014 4:56:15 PM EDGX – Update on Brief Disruption

At approximately 1:48:28 pm today, Direct Edge EDGX Exchange experienced a hardware issue affecting the matching engine which handles Tape A/B symbol range MLU-PRK.  This issue caused a brief suspension in order processing and quoting in the affected symbol range.  The matching engine process was restored on backup hardware and returned to normal operation at approximately 1:52:14 pm.

All systems are currently operating normally.

Please contact Direct Edge Customer Support with any questions.

 

Direct Edge Customer Support

201 942 8220

decs@directedge.com

4/15/2014 1:57:56 PM EDGX - Brief Disruption

Direct Edge EDGX Exchange experienced a brief disruption in order processing and executions in Tape A and B, symbol range MLU -PRK

All systems are operating normally

Please contact Direct Edge Customer Support with any questions.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

4/7/2014 9:52:28 AM EDGX - Drop Copy Issue

Direct Edge EDGX Exchange is experiencing an issue affecting Drop Copy customers.

These affected customers may be missing executions on their drop copy sessions.

Members may request execution reports for a recap of executed trades.

Please contact Direct Edge Customer Support with any questions.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

4/1/2014 11:02:45 AM Clearly Erroneous Ruling - "DWRE"

Direct Edge has determined to bust all trades in symbol "DWRE" at or above $67.21 that were executed between 10:08:00 and 10:09:00 ET.

This decision cannot be appealed.

4/1/2014 10:47:40 AM Potential Clearly Erroneous "DWRE"

Direct Edge is investigating potentially erroneous transactions involving symbol "DWRE" executed between 10:08:00 and 10:09:00 ET today.

Direct Edge will advise with details as soon as available.

Participants should review their trading activity for potentially erroneous trades.

3/5/2014 2:05:46 PM Potential Clearly Erroneous "SQM" - 12:54:00 to 12:59:00

Direct Edge is investigating potentially erroneous transactions involving symbol "SQM" executed between 12:54:00 and 12:59:00 ET today.

Direct Edge will advise with details as soon as available.

Participants should review their trading activity for potentially erroneous trades.

2/14/2014 1:05:57 PM Clearly Erroneous Ruling "ITG"

Direct Edge has determined to bust all trades in symbol "ITG" at or above $18.34 that were executed between 11:46:00 and 11:47:00 ET.

This decision cannot be appealed.

2/14/2014 12:44:39 PM Potential Clearly Erroneous "ITG"

In accordance with the Direct Edge Clearly Erroneous Trade Policy, Direct Edge EDGA and EDGX Exchange is reviewing trades in "ITG" which occurred between 11:46:00 and 11:47:00.

Direct Edge will advise when a ruling is made.

Direct Edge Trade Desk
201.942.8220
decs@directedge.com
2/13/2014 11:09:07 AM Clearly Erroneous Ruling - "SEMG"

Direct Edge has determined to bust all trades in symbol "SEMG" at or above $63.44 that were executed between 10:11:00 and 10:12:00 ET.

This decision cannot be appealed.

2/13/2014 10:50:27 AM Potential Clearly Erroneous "SEMG"

In accordance with the Direct Edge Clearly Erroneous Trade Policy, Direct Edge EDGA and EDGX Exchange is reviewing trades in "SEMG" which occurred between 10:11:00 and 10:12:00.

Direct Edge will advise when a ruling is made.

Direct Edge Trade Desk
201.942.8220
decs@directedge.com

12
2013 Wall Street Letter
Institutional Trading Awards:

Best Exchange Client Service
2013 Markets Choice Awards:
Most Innovative Exchange
2013 Institutional Investor
“Trading Technology 40”:

Saro Jahani, Chief Information
Officer, #29