Alerts

Year:
Published Date Description Alert Message
10/20/2014 10:29:42 AM Clearly Erroneous Ruling - SHG

Direct Edge EDGA and EDGX Exchange, in conjunction with other UTP exchanges, has ruled to bust all erroneous trades in SHG–Shinhan Financial Group Co., Ltd, executed today between 9:30:00 to 9:31:00 ET, at or below $42.48.

This ruling is not eligible for appeal.

10/20/2014 10:12:55 AM Potential Clearly Erroneous (SHG) Direct Edge is currently reviewing trades in symbol SHG between 9:30:00 am and 9:31:00 am ET today.

Direct Edge will provide an update shortly regarding this review.
10/16/2014 11:17:34 AM EDGX Update

As a result of the earlier issue, Members may have experienced stuck orders within the affected symbol range GE - IJT.

Members with affected orders should contact the trade desk immediately. 

New orders received by EDGX are not affected.

All systems are now fully functional and operating normally.

Please contact Direct Edge Customer Support if you have any questions.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

10/16/2014 10:56:00 AM EDGX Issue Resolved

Direct Edge EDGX Exchange experienced a brief hardware failure earlier this morning in Tape A and B securities, symbol range GE - IJT.  The affected hardware was failed over immediately. 

As a result of the issue, the EDGX Exchange restarted the EDGX depth of book feed for symbol range GE - IYH.

All systems are now fully functional and operating normally.

Please contact Direct Edge Customer Support if you have any questions.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

10/13/2014 5:12:36 PM Clearly Erroneous Ruling "PBA"

Direct Edge has determined to bust all trades in symbol “PBA” at or below $36.10 that were executed between 15:48:00 and 15:49:00 ET.

 

This decision cannot be appealed.

 

10/13/2014 4:38:41 PM Potential Clearly Erroneous "PBA"

Direct Edge is investigating potentially erroneous transactions involving symbol “PBA” executed between 15:48:00 and 15:49:00 ET today.

 

Direct Edge will advise with details as soon as available.

 

Participants should review their trading activity for potentially erroneous trades.

10/10/2014 11:01:52 AM Clearly Erroneous Ruling THQ

Direct Edge EDGA and EDGX Exchanges, in conjunction with other UTP exchanges, has ruled to bust all erroneous trades in THQ – Tekla Healthcare Opportunities Fund, executed today between 9:30:00 to 9:31:00 ET, at or below $16.10.

 

This ruling is not eligible for appeal.

10/10/2014 10:29:41 AM Potential Clearly Erroneous "THQ" Direct Edge is currently reviewing trades in symbol THQ between 9:30:00 am and 9:31:00 am ET today.

Direct Edge will provide an update shortly regarding this review.
10/9/2014 8:00:43 AM EDGX - Post Mortem

On October 7-8, due to a session configuration issue, a number of Member executions were submitted to DTCC with an incorrect clearing number.

After discovery on October 8, and discussions with DTCC, it was determined that the affected trades should be corrected as soon as possible.

All trades were corrected by 8PM ET on October 8.  The configuration issue has been corrected and all systems are currently operating normally.

No further action by Members is required, however if you have questions about particular trades, please contact the Trade Desk or your salesperson.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

10/8/2014 6:04:00 PM Reminder: EDGX - Updating Trade information tonight at 8pm

Direct Edge advises its Members that at 8:00pm tonight EDGX Exchange will be updating information on a number of Member executions that occurred on October 7.  Members should ignore any bust/cancel messages received, and any cancelled trades will be reinstated. 



All systems are fully functional and operating normally.

Please contact Direct Edge Customer Support if you have any questions.

Direct Edge Customer Support
201 942 8220
decs@directedge.com

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