2012 EDGA Rule Filings

File Number:
SR-EDGA-2012-47
Date Filed:
12/27/2012
Description: EDGA Exchange, Inc. proposes to amend Rule 11.5(c), which
describes the manner in which the NBBO Offset Peg Order Operates.

File Number:
SR-EDGA-2012-46
Date Filed:
11/01/2012
Description: EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c). 

File Number: 
SR-EDGA-2012-45
Date Filed:
10/01/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c). 

File Number:
SR-EDGA-2012-44
Date Filed:  09/25/2012
Description:  EDGA Exchange, Inc. proposes to amend Rule 11.5(c) to add a new
order type, the NBBO Offset Peg Order, to the rule.

File Number:
SR-EDGA-2012-43
Date Filed:  09/25/2012
Description:  EDGA Exchange, Inc. proposes to amend Rule 2.11 describing the
circumstances of the operation of an error account for the routing
broker-dealer, Direct Edge ECN d/b/a DE Route. 

File Number: 
SR-EDGA-2012-42
Date Filed:
09/19/2012
Description:
EDGA Exchange, Inc. proposes to amend Rule 13.9, which
provides a new market data product to Members and
non-Members of the Exchange.

File Number: 
SR-EDGA-2012-41
Date Filed:
09/05/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c). 

File Number:
SR-EDGA-2012-40
Date Filed:
08/31/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c) regarding the Message Efficiency Incentive Program
(the "MEIP").

File Number: 
SR-EDGA-2012-39
Date Filed:
08/30/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c). 

File Number:
SR-EDGA-2012-38
Date Filed:
08/21/2012
Description:
EDGA Exchange, Inc. proposes to offer a new market data product,
Edge Routed Liquidity Report, to Subscribers.

File Number:
SR-EDGA-2012-37 
Date Filed
08/22/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members and non-Members of the Exchange pursuant to EDGA
Rule 15.1(a) and (c) regarding logical ports. 

File Number: 
SR-EDGA-2012-36
Date Filed:
08/08/2012
Description
EDGA Exchange, Inc. proposes to terminate its revenue sharing
program with Correlix, Inc.

File Number: 
SR-EDGA-2012-35
Date Filed:
08/01/2012
Description
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c). 

File Number: 
SR-EDGA-2012-34
Date Filed:
7/24/2012
Description:
EDGA Exchange, Inc. proposes to amend Rule 11.5, entitled "Orders
and Modifiers", to allow optional attribution of orders submitted to the
Exchange without charge.  Please note:  SR-EDGA-2012-32 and
SR-EDGA-2012-33 were withdrawn versions of this filing.

File Number: 
SR-EDGA-2012-31
Date Filed:
7/18/2012
Description:
EDGA Exchange, Inc. proposes to amend EDGA Rule 11.14 to extend
the operation of the single stock circuit breaker pilot program
pursuant to the Rule until February 4, 2013.

File Number: 
SR-EDGA-2012-30
Date Filed:
7/18/2012
Description:
EDGA Exchange, Inc. proposes to amend EDGA Rule 11.13 to extend
the operation of a pilot pursuant to the Rule until February 4, 2013. 

File Number: 
SR-EDGA-2012-29
Date Filed: 6/29/2012
Description:  EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c).

File Number: 
SR-EDGA-2012-28
Date Filed:
6/26/2012
Description:  EDGA Exchange, Inc. proposes to amend Exchange Rule 11.5(c)
to provide an additional order type, the Route Peg Order.

File Number: 
SR-EDGA-2012-26 - WITHDRAWN
Date Filed:
6/26/2012
Description:  EDGA Exchange, Inc. proposes to amend Exchange Rule 11.5(c)
to provide an additional order type, the Route Peg Order.

File Number: 
SR-EDGA-2012-27, Amendment No. 1
Date Filed:
7/31/2012
Description:  EDGA Exchange, Inc. proposes to amend SR-EDGA-2012-27.

File Number: 
SR-EDGA-2012-27
Date Filed:
6/22/2012
Description:  EDGA Exchange, Inc. proposes to amend Exchange Rules 11.3 and
1.5(z) to add a requirement for Sponsoring Members to maintain a
list of Sponsored Participants.

File Number: 
SR-EDGA-2012-26
Date Filed:
6/19/2012
Description:  EDGA Exchange, Inc. proposes to amend Exchange Rule 11.5(c)
to provide an additional order type, the Route Peg Order.

File Number: 
SR-EDGA-2012-25
Date Filed:
6/19/2012
Description:  EDGA Exchange, Inc. proposes to modify existing routing options
contained in EDGA Rule 11.9(b)(3) to provide users with new
simultaneous routing functionality.

File Number: 
SR-EDGA-2012-24
Date Filed:
6/19/2012
Description:  EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c).

File Number: 
SR-EDGA-2012-23
Date Filed:
6/19/2012
Description:  EDGA Exchange, Inc. proposes to establish a new market access
risk management service called EdgeRisk Controls.

File Number: 
SR-EDGA-2012-22
Date Filed:
6/8/2012
Description:  EDGA Exchange, Inc. proposes to amend Exchange Rules 11.5(c)
and 11.8(a)(2)(C) to add the Mid-Point Discretionary Order and reflect
the order's priority under certain circumstances.

File Number: 
SR-EDGA-2012-21
Date Filed:
6/5/2012
Description:  EDGA Exchange, Inc. proposes to temporarily suspend the
requirements of EDGA Rule 2.6 and related rules governing the
qualification and admission of Members in order to immediately
approve Apex Clearing as an EDGA Member.

File Number:
SR-EDGA-2012-20
Date Filed:
5/31/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule 15.1(a) and (c). 

File Number: 
SR-EDGA-2012-19
Date Filed:
5/29/2012
Description:  EDGA Exchange, Inc. proposes to introduce the Message Efficiency
Incentive Program to its fee schedule as provided for in footnote c of
such schedule.

File Number: 
SR-EDGA-2012-18
Date Filed:
5/1/2012
Description:  EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule 15.1(a) and (c).

File Number: 
SR-EDGA-2012-17
Date Filed:
4/25/2012
Description:  EDGA Exchange, Inc. proposes to amend certain sections of the
Amended and Restated Bylaws of EDGA Exchange, Inc.

File Number: 
SR-EDGA-2012-16
Date Filed:
4/16/2012
Description:  EDGA Exchange, Inc. proposes to add Rule 3.26 (Telemarketing) to its
rulebook.

File Number: 
SR-EDGA-2012-15
Date Filed:
4/11/2012 (Re-filed with revisions 4/19/2012)
Description:  EDGA Exchange, Inc. is filing a proposed rule change to amend its fee
schedule applicable to Members and non-Members of the Exchange to
assess market data fees for internal and external distribution of the
EDGA book feed (“EDGA Book Feed”).

File Number:
SR-EDGA-2012-12 - WITHDRAWN
Date Filed:
4/4/2012
Description:
EDGA Exchange, Inc. proposes to amend Chapter III. of the EDGA
rulebook to adopt the National Association of Securities Dealers, Inc.
Rule 2212 (Telemarketing), subject to certain amendments, as EDGA
Rule 3.26.

File Number:
SR-EDGA-2012-14
Date Filed:
4/2/2012
Description:
EDGA Exchange, Inc. proposes to adopt new EDGA Rule 11.22 to require
Members to input accurate information into the System.

File Number:
SR-EDGA-2012-13
Date Filed:
3/30/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA
Rule 15.1(a) and (c). 

File Number:
SR-EDGA-2012-12
Date Filed:
3/21/2012
Description:
EDGA Exchange, Inc. proposes to amend Chapter III. of the EDGA
rulebook to adopt the National Association of Securities Dealers, Inc.
Rule 2212 (Telemarketing), subject to certain amendments, as EDGA
Rule 3.26.
 

File Number:
SR-EDGA-2012-11
Date Filed:
3/19/2012
Description:
EDGA Exchange, Inc. clarifies that EDGA's proposed rule change in
connection with the proposed business combination of NYSE Euronext
and Deutsche Borse AG will not become effective.

File Number:
SR-EDGA-2012-10
Date Filed:
3/16/2012
Description:
EDGA Exchange, Inc. proposes to extend the pilot period of the
Exchange's inbound router, as described in Rule 2.12(b).

File Number:
SR-EDGA-2012-09
Date Filed:
3/9/2012 (Replaced on 3/22/2012)
Description:
EDGA Exchange, Inc. proposes to amend Rule 2.11 to describe the
operation of an error account for the routing broker-dealer, Direct Edge
ECN d/b/a DE Route.

File Number:
SR-EDGA-2012-08
Date Filed:
3/8/2012
Description:
EDGA Exchange, Inc. proposes to make changes to its corporate
structure in connection with the transfer of SIX Swiss Exchange AG's
50% indirect ownership interest of International Securities Exchange
Holdings, Inc. to a newly formed Swiss corporation, Eurex Global
Derivatives AG.

File Number:
SR-EDGA-2012-07
Date Filed:
2/29/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA
Rule 15.1(a) and (c). 

File Number:
SR-EDGA-2012-06
Date Filed:
2/24/2012
Description:
EDGA Exchange, Inc. proposes to introduce an additional routing option
to Rule 11.9 to provide Users with increased access to multiple sources
of liquidity and greater flexibility in routing orders.

File Number:
SR-EDGA-2012-05
Date Filed:
2/10/2012
Description:
EDGA Exchange, Inc. proposes to amend a rule change to offer a new
historical data feed service to Members and Non-Members.

File Number:
SR-EDGA-2012-04
Date Filed:
2/1/2012
Description:
EDGA Exchange, Inc. proposes to amend its rules regarding
registration, qualification and continuing education requirements for
Authorized Traders of Members that engage solely in proprietary trading.

File Number:
SR-EDGA-2012-03
Date Filed:
1/31/2012
Description:
EDGA Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGA Rule
15.1(a) and (c).

File Number:
SR-EDGA-2012-02
Date Filed:
1/11/2012
Description:
EDGA Exchange, Inc. proposes to amend EDGA Rule 11.13 to extend
 the operation of a pilot pursuant to the Rule until July 31, 2012.

File Number:
SR-EDGA-2012-01
Date Filed:
1/11/2012
Description:
EDGA Exchange, Inc. proposes to amend EDGA Rule 11.14 to extend
the operation of the single stock circuit breaker pilot program pursuant
to the Rule until July 31, 2012.




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