2012 EDGX Rule Filings


File Number:
SR-EDGX-2012-49
Date Filed:
12/27/2012
Description: 
EDGX Exchange, Inc. proposes to amend Rule 11.5(c), which
describes the manner in which the NBBO Offset Peg Order operates.

File Number:
SR-EDGX-2012-48
Date Filed:
12/24/2012
Description: 
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number:
SR-EDGX-2012-47
Date Filed:
11/26/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c), effective December 1, 2012

File Number:
SR-EDGX-2012-46
Date Filed:
11/01/2012
Description: 
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number: 
SR-EDGX-2012-45
Date Filed:
10/01/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number:
SR-EDGX-2012-44
Date Filed:
09/25/2012
Description:  EDGX Exchange, Inc. proposes to amend Rule 11.5(c) to add a new
order type, the NBBO Offset Peg Order, to the rule.

File Number:
SR-EDGX-2012-43
Date Filed:
09/25/2012
Description:  EDGX Exchange, Inc. proposes to amend Rule 2.11 describing the
circumstances of the operation of an error account for the routing
broker-dealer, Direct Edge ECN d/b/a DE Route. 

File Number:
SR-EDGX-2012-42
Date Filed:
09/19/2012
Description:
EDGX Exchange, Inc. proposes to amend Rule 13.9, which
provides a new market data product to Members and
non-Members of the Exchange.

File Number:
SR-EDGX-2012-41
Date Filed:
09/05/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number:
SR-EDGX-2012-40
Date Filed:
08/31/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c) regarding the Message Efficiency Incentive Program
(the "MEIP"). 

File Number:
SR-EDGX-2012-39
Date Filed:
08/31/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number:
SR-EDGX-2012-38  Withdrawn on 01/13/2012
Date Filed:
N/A
Description:
EDGX Exchange, Inc withdrew SR-EDGA-2012-38 on 01/13/ 2012.

File Number:
SR-EDGX-2012-37
Date Filed: 
08/21/2012
Description:
EDGX Exchange, Inc. proposes to offer a new market data product,
Edge Routed Liquidity Report, to Subscribers.

File Number:
SR-EDGX-2012-36
Date Filed: 
08/22/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members and non-Members of the Exchange pursuant to EDGX
Rule 15.1(a) and (c) regarding logical ports. 

File Number: 
SR-EDGX-2012-35
Date Filed:
8/08/2012
Description:
EDGX Exchange, Inc. proposes to terminate its revenue sharing
program with Correlix, Inc.

File Number: 
SR-EDGX-2012-34
Date Filed:
8/01/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c). 

File Number: 
SR-EDGX-2012-33, WITHDRAWN  - 11/06/2012
Date Filed:
7/27/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.5(c) to add
the Edge Market Close Order.
Updates:
Extension No. 1
EDGX Exchange, Inc. filed for Extension of Time Period for
Commission Action that will expire on 11/08/2012.

File Number: 
SR-EDGX-2012-32
Date Filed:
7/26/2012
Description:
EDGX Exchange, Inc. proposes to amend Rule 11.5, entitled "Orders
and Modifiers", to allow optional attribution of orders submitted to the
Exchange without charge.  Please note:  SR-EDGX-2012-29,
SR-EDGX-2012-30 and SR-EDGX-2012-31 were withdrawn versions
of this filing.

File Number: 
SR-EDGX-2012-28
Date Filed:
7/18/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend
the operation of the single stock circuit breaker pilot program
pursuant to the Rule until February 4, 2013.

File Number: 
SR-EDGX-2012-27
Date Filed:
7/18/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend
the operation of a pilot pursuant to the Rule until February 4, 2013. 

File Number: 
SR-EDGX-2012-26
Date Filed:
6/29/2012
Description:  EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule
15.1(a) and (c).

File Number: 
SR-EDGX-2012-25
Date Filed:
6/26/2012
Description:  EDGX Exchange, Inc. proposes to amend Rule 11.5 to provide an
additional order type, the Route Peg Order.

File Number: 
SR-EDGX-2012-23 - WITHDRAWN
Date Filed:
6/26/2012
Description:  EDGX Exchange, Inc. proposes to amend Rule 11.5 to provide an
additional order type, the Route Peg Order.

File Number: 
SR-EDGX-2012-24, Amendment No. 1
Date Filed:
7/31/2012
Description:  EDGX Exchange, Inc. proposes to amend SR-EDGX-2012-24.

File Number: 
SR-EDGX-2012-24
Date Filed:
6/22/2012
Description:  EDGX Exchange, Inc. proposes to amend Rules 11.3 and 1.5(z) to
add a requirement for Sponsoring Members to maintain a list of
Sponsored Participants.

File Number: 
SR-EDGX-2012-23
Date Filed:
6/19/2012
Description:  EDGX Exchange, Inc. proposes to amend Rule 11.5 to provide an
additional order type, the Route Peg Order.

File Number: 
SR-EDGX-2012-22
Date Filed:
6/19/2012
Description:  EDGX Exchange, Inc. proposes to modify existing routing options
contained in EDGX Rule 11.9(b)(3) to provide users with new
simultaneous routing functionality.

File Number: 
SR-EDGX-2012-21
Date Filed:
6/19/2012
Description:  EDGX Exchange, Inc. proposes to establish a new market access
risk management service called EdgeRisk Controls.

File Number: 
SR-EDGX-2012-20
Date Filed:
6/5/2012
Description:  EDGX Exchange, Inc. proposes to temporarily suspend the
requirements of EDGX Rule 2.6 and related rules governing the
qualification and admission of Members in order to immediately
approve Apex Clearing as an EDGX Member.

File Number:
SR-EDGX-2012-19
Date Filed:
5/31/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a)
and (c). 

File Number: 
SR-EDGX-2012-18
Date Filed:
5/29/2012
Description:  EDGX Exchange, Inc. proposes to introduce the Message Efficiency
Incentive Program to its fee schedule as provided for in footnote c of
such schedule.

File Number: 
SR-EDGX-2012-17
Date Filed:
5/1/2012
Description:  EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX Rule 15.1(a)
and (c).

File Number: 
SR-EDGX-2012-16
Date Filed:
4/25/2012
Description:  EDGX Exchange, Inc. proposes to amend certain sections of the
Amended and Restated Bylaws of EDGX Exchange, Inc.

File Number: 
SR-EDGX-2012-15
Date Filed:
4/16/2012
Description:
EDGX Exchange, Inc. proposes to add Rule 3.26 (Telemarketing) to its
rulebook.

File Number: 
SR-EDGX-2012-14
Date Filed:
4/11/2012 (Re-filed with revisions 4/19/2012)
Description:
EDGX Exchange, Inc. is filing a proposed rule change to amend its fee
schedule applicable to Members and non-Members of the Exchange
to assess market data fees for internal and external distribution of the
EDGX book feed (“EDGX Book Feed”).

File Number:
SR-EDGX-2012-11 - WITHDRAWN
Date Filed:
4/4/2012
Description:
EDGX Exchange, Inc. proposes to amend Chapter III. of the EDGX
rulebook to adopt the National Association of Securities Dealers, Inc.
Rule 2212 (Telemarketing), subject to certain amendments, as EDGX
Rule 3.26.

File Number:
SR-EDGX-2012-13
Date Filed:
4/2/2012
Description:
EDGX Exchange, Inc. proposes to adopt new EDGX Rule 11.22 to
require Members to input accurate information into the System.

File Number:
SR-EDGX-2012-12
Date Filed:
3/30/2012
Description EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX
Rule 15.1(a) and (c). 

File Number:
SR-EDGX-2012-11
Date Filed:
3/21/2012
Description:
EDGX Exchange, Inc. proposes to amend Chapter III. of the EDGX
rulebook to adopt the National Association of Securities Dealers, Inc.
Rule 2212 (Telemarketing), subject to certain amendments, as EDGX
Rule 3.26.

File Number:
SR-EDGX-2012-10
Date Filed:
3/19/2012
Description:
EDGX Exchange, Inc. clarifies that EDGX's proposed rule change in
connection with the proposed business combination of NYSE Euronext
and Deutsche Borse AG will not become effective.

File Number:
SR-EDGX-2012-09
Date Filed:
3/16/2012
Description:
EDGX Exchange, Inc. proposes to extend the pilot period of the
Exchange's inbound router, as described in Rule 2.12(b).

File Number:
SR-EDGX-2012-08
Date Filed:
3/9/2012 (Replaced on 3/22/2012)
Description:
EDGX Exchange, Inc. proposes to amend Rule 2.11 to describe the
operation of an error account for the routing broker-dealer, Direct
Edge ECN d/b/a DE Route.

File Number:
SR-EDGX-2012-07
Date Filed:
3/8/2012
Description:
EDGX Exchange, Inc. proposes to make changes to its corporate
structure in connection with the transfer of SIX Swiss Exchange
AG's 50% indirect ownership interest of International Securities
Exchange Holdings, Inc. to a newly formed Swiss corporation,
Eurex Global Derivatives AG.

File Number:
SR-EDGX-2012-06
Date Filed:
2/29/2012
Description:
EDGX Exchange, Inc. proposes to amend its fees and rebates
applicable to Members of the Exchange pursuant to EDGX
Rule 15.1(a) and (c). 

File Number:
SR-EDGX-2012-05
Date Filed:
2/10/2012
Description:
EDGX Exchange, Inc. proposes to amend a rule change to offer a new
historical data feed service to Members and Non-Members.

File Number:
SR-EDGX-2012-04
Date Filed:
2/1/2012
Description:
EDGX Exchange, Inc. proposes to amend its rules regarding
registration, qualification and continuing education requirements
for Authorized Traders of Members that engage solely in proprietary
trading.

File Number:
SR-EDGX-2012-03
Date Filed:
1/13/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 1.5(q) to
change the starting time of the Pre-Opening Session from
7:00 a.m. Eastern Time ("ET") to 8:00 a.m. ET.

File Number:
SR-EDGX-2012-02
Date Filed:
1/11/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.13 to extend
the operation of a pilot pursuant to the Rule until July 31, 2012.

File Number:
SR-EDGX-2012-01
Date Filed:
1/11/2012
Description:
EDGX Exchange, Inc. proposes to amend EDGX Rule 11.14 to extend
the operation of the single stock circuit breaker pilot program pursuant
to the Rule until July 31, 2012.


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