Circular
Number
|
Circular
Date
|
Exchange-Traded Fund
|
Symbol
|
| 2013-033 |
05/14/2013
|
Cambria Shareholder Yield ETF |
SYLD |
2013-032
|
05/09/2013
|
PowerShares Fundamental Emerging Markets Local
Debt Portfolio |
PFEM |
2013-031
|
05/02/2013
|
First Trust Senior Loan Fund ETF
|
FTSL |
2013-030
|
05/01/2013
|
Direxion Daily Brazil Bear 3X Shares
Direxion Daily South Korea Bear 3X Shares |
BRZS
KORZ |
2013-029
|
04/19/2013
|
iShares 2016 Investment Grade Corporate Bond ETF
iShares 2018 Investment Grade Corporate Bond ETF
iShares 2020 Investment Grade Corporate Bond ETF
iShares 2023 Investment Grade Corporate Bond ETF |
IBCB
IBCC
IBCD
BCE |
2013-028
|
04/18/2013
|
iShares MSCI USA Momentum Factor ETF
iShares MSCI USA Size Factor ETF
iShares MSCI USA Value Factor ETF
|
MTUM
SIZE
VLUE
|
2013-027
|
04/18/2013
|
iShares Enhanced U.S. Large-Cap ETF
iShares Enhanced U.S. Small-Cap ETF
|
IELG
IESM
|
2013-026
|
04/17/2013
|
Credit Suisse Silver Shares Covered Call
Exchange Traded Notes |
SLVO |
2013-025
|
04/16/2013
|
FlexShares International Quality Dividend Index
Fund
FlexShares International Quality Dividend
Defensive Index Fund
FlexShares International Quality Dividend
Dynamic Index Fund |
IQDF
IQDE
IQDY |
| 2013-024 |
04/10/2013 |
Direxion Daily Brazil Bull 3X Shares
Direxion Daily South Korea Bull 3X Shares
|
BRZU
KORU
|
2013-023
|
04/08/2013
|
VelocityShares Emerging Asia DR ETF
VelocityShares Emerging Markets DR ETF
VelocityShares Russia Select DR
|
ASDR
EMDR
RUDR
|
2013-022
|
04/04/2013
|
SPDR Blackstone / GSO Senior Loan ETF |
SRLN |
2013-021
|
04/03/2013
|
Global X Central Asia & Mongolia Index ETF
Global X Nigeria Index ETF
|
AZIA
NGE
|
2013-020
|
03/22/2013
|
Treasury-Hedged High Yield Bond ETF |
THHY |
| 2013-019 |
03/21/2013
|
iShares 2018 S&P AMT-Free Municipal Series |
MUAG
|
| 2013-018 |
03/20/2013
|
AdvisorShares Newfleet Multi-Sector Income ETF |
MINC |
| 2013-017 |
03/13/2013
|
Barclays ETN+ Select MLP ETN |
ATMP |
2013-016
|
03/12/2013
|
Global X SuperDividend U.S. ETF |
DIV |
2013-015
|
02/28/2013
|
U.S. Equity High Volatility Put Write Index Fund |
HVPW |
2013-014
|
02/28/2013
|
ProShares Global Listed Private Equity ETF |
PEX |
| 2013-013 |
02/27/2013
|
First Trust High Yield Long/Short ETF |
HYLS |
| 2013-012 |
02/21/2013 |
SPDR Russell 1000 Low Volatility ETF
SPDR Russell 2000 Low Volatility ETF
|
LGLV
SMLV
|
| 2013-011 |
02/15/2013
|
PowerShares S&P Smallcap Low Volatility Portfolio
PowerShares S&P Midcap Low Volatility Portfolio |
XSLV
XMLV |
| 2013-010 |
02/13/2013
|
CurrencyShares Singapore Dollar Trust |
FXSG |
2013-009
|
02/12/2013 |
First Trust Preferred Securities and Income ETF
|
FPE |
2013-008
|
02/12/2013 |
PIMCO Foreign Currency Strategy ETF |
FORX
|
2013-007
|
02/12/2013 |
Yorkville High Income Infrastructure MLP ETF |
YMLI |
2013-006
|
02/12/2013
|
BDC Income ETF |
BIZD |
2013-005
|
01/31/2013 |
WisdomTree Global Corporate Bond Fund |
GLCB |
| 2013-004 |
01/31/2013 |
Forensic Accounting ETF |
FLAG
|
2013-003
|
01/29/2013 |
Credit Suisse Gold Shares Covered Call ETN |
GLDI |
2013-002
|
01/15/2013 |
Global X Junior MLP ETF |
MLPJ |
2013-001
|
01/04/2013 |
iPath S&P MLP ETN |
IMLP |